The DA 2166-9-1 form is an essential document used in the evaluation of Non-Commissioned Officers (NCOs) in the U.S. Army. This form serves to assess an NCO's performance and potential, providing a structured way for raters and senior raters to document their observations. Understanding its components and purpose is crucial for both evaluators and those being evaluated.
The DA 2166-9-1 form plays a crucial role in the evaluation process of Non-Commissioned Officers (NCOs) in the U.S. Army, specifically for the rank of Sergeant. This form is designed to provide a comprehensive assessment of an NCO's performance, professionalism, and potential for future assignments. Each section of the form serves a distinct purpose, starting with administrative data that captures essential information such as the NCO's name, rank, and unit details. Following this, the authentication section requires signatures from the rater and senior rater, ensuring that the evaluation is validated by those in supervisory positions. The duty description outlines the NCO's principal responsibilities, while the performance evaluation section assesses various attributes, including character, presence, intellect, leadership, development, and achievement. The rater's comments in these areas are critical, as they provide insights into the NCO's adherence to Army values and their overall effectiveness in their role. Finally, the senior rater's assessment offers a comparative analysis of the NCO's potential against peers, which is vital for future career progression. Understanding the intricacies of this form is essential for both evaluators and those being evaluated, as it directly impacts career opportunities and professional development within the Army.
What is the DA 2166 9 1 form used for?
The DA 2166 9 1 form is an NCO Evaluation Report specifically designed for Sergeants. It evaluates the performance and potential of non-commissioned officers within the U.S. Army. The form captures various aspects of an NCO's duties, professionalism, and attributes over a specified period.
Who needs to complete the DA 2166 9 1 form?
This form must be completed by the rated NCO, their rater, and the senior rater. It is essential for documenting the NCO's performance and is typically required during the annual evaluation cycle or when there are significant changes in duty assignments.
What information is required in Part I of the form?
Part I requires administrative data such as the NCO's name, Social Security Number or DOD ID, rank, date of rank, unit information, and the period covered by the evaluation. This section ensures that all basic identification details are accurately recorded.
What does the rater evaluate in Part IV of the form?
In Part IV, the rater assesses the NCO on several performance areas, including character, presence, intellect, leadership, development, and achievement. Each area requires a determination of whether the NCO met or did not meet the standards, along with specific comments to support the evaluation.
How does the NCO acknowledge their evaluation?
The NCO acknowledges their evaluation by signing the form. This signature indicates that they have reviewed the administrative data and the completed report. It does not imply agreement or disagreement with the rater's assessments.
What is the role of the senior rater?
The senior rater provides an overall assessment of the NCO's potential compared to peers. They must indicate whether the NCO is "Most Qualified," "Highly Qualified," "Qualified," or "Not Qualified." This evaluation helps inform future assignments and career progression.
What are the counseling dates mentioned in the form?
Counseling dates refer to the times when the rated NCO received feedback on their performance. Initial and subsequent counseling sessions are documented to ensure ongoing communication between the rater and the NCO about performance expectations and development.
Can the NCO appeal their evaluation?
Yes, the NCO has the right to appeal their evaluation if they believe it is unjust. The appeals process is outlined in AR 623-3, and it provides a structured way for NCOs to contest their ratings if they feel they do not accurately reflect their performance.
What happens if the NCO fails the APFT?
If the NCO fails the Army Physical Fitness Test (APFT), comments are required to explain the circumstances. This information is important for understanding the NCO's overall fitness and readiness for duty, as it can impact their evaluation significantly.
How is the DA 2166 9 1 form submitted?
The completed form is typically submitted through the NCO's chain of command. It may be processed electronically or in hard copy, depending on the unit's procedures. Ensuring timely submission is crucial for maintaining accurate personnel records.
Understanding the DA 2166-9-1 form is crucial for effective evaluation and documentation in the military. Here are key takeaways to keep in mind:
Misconceptions about the DA 2166-9-1 form can lead to confusion among users. Here are eight common misunderstandings:
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NCO EVALUATION REPORT (SGT)
For use of this form, see AR 623-3 and DA PAM 623-3;; the proponent agency is DCS, G-1.
SEE PRIVACY ACT STATEMENT
IN AR 623-3
PART I - ADMINISTRATIVE DATA
a.NAME (Last, First, Middle Initial)
b. SSN (or DOD ID No.)
c. RANK
d. DATE OF RANK
e. PMOSC
f. UNIT, ORG, STATION, ZIP CODE OR APO, MAJOR COMMAND
g. STATUS CODE
h. UIC
i. REASON FOR SUBMISSION
j. PERIOD COVERED
FROMTHRU
YEAR MONTH DAY
k.RATED MONTHS
l.NONRATED CODES
m. NO OF ENCLOSURES
n. RATED NCO'S EMAIL ADDRESS (.gov or .mil)
PART II - AUTHENTICATION
a1. NAME OF RATER (Last, First, Middle Initial)
a2. SSN (or DOD ID No.)
a3. RATER'S SIGNATURE
a4. DATE (YYYYMMDD)
a5. RANK
PMOSC/BRANCH
ORGANIZATION
DUTY ASSIGNMENT
a6. RATER'S EMAIL ADDRESS (.gov or .mil)
b1. NAME OF SENIOR RATER (Last, First, Middle Initial)
b2. SSN (or DOD ID No.)
b3. SENIOR RATER'S SIGNATURE
b4. DATE (YYYYMMDD)
b5. RANK
b6. SENIOR RATER'S EMAIL ADDRESS (.gov or .mil)
c1. SUPPLEMENTARY
c2. NAME OF SUPPLEMENTARY REVIEWER
c3. RANK
PMOSC/
REVIEW REQUIRED?
(Last, First, Middle Initial)
BRANCH
YES
NO
c4. COMMENTS
c5. SUPPLEMENTARY REVIEWER'S SIGNATURE
c6. DATE(YYYYMMDD)
c7. SUPPLEMENTARY REVIEWER'S EMAIL ADDRESS
ENCLOSED?
(.gov or .mil)
RATED NCO: I understand my signature does not constitute agreement or disagreement with the assessments of the rater and senior rater. I further understand my signature verifies that the administrative data in Part I, the rating officials and counseling dates in Part II, the duty description in Part III, and the APFT and height/weight entries in Part IVa and IVb are correct. I have seen the completed report. I am aware of the appeals process of AR 623-3.
d1. COUNSELING DATES INITIAL
LATER
d2. RATED NCO'S SIGNATURE
d3. DATE (YYYYMMDD)
PART III - DUTY DESCRIPTION (Rater)
a. PRINCIPAL DUTY TITLE
b. DUTY MOSC
c.DAILY DUTIES AND SCOPE (To include, as appropriate, people, equipment, facilities, and dollars)
d.AREAS OF SPECIAL EMPHASIS
e.APPOINTED DUTIES
PART IV - PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)
a. APFT Pass/Fail/Profile:
Date:
b. Height:
Weight:
Within Standard?
(Comments required for "Failed" APFT, "No" APFT, or "Profile" when it precludes performance of duty, and "No" for Army Weight Standards.) Reset Item a. APFT/Pass/Fail/Profile
c.CHARACTER: (Include bullet comments addressing Rated NCO's performance as it relates to adherence to Army Values, Empathy, Warrior Ethos/Service Ethos, and Discipline. Fully supports SHARP, EO, and EEO.)
MET
DID NOT MEET
STANDARD
COMMENTS:
DA FORM 2166-9-1, NOV 2015
Page 1 of 2
APD LC v1.00ES
RATED NCO'S NAME (Last, First, Middle Initial)
SSN (or DOD ID No.)
THRU DATE
d. PRESENCE: (Military and professional
bearing, Fitness, Confidence, Resilience.)
e. INTELLECT: (Mental agility, Sound judgment, COMMENTS:
Innovation, Interpersonal tact, Expertise.)
f. LEADS: (Leads others, Builds trust, Extends COMMENTS:
influence beyond the chain of command, Leads by
example Communicates.)
g. DEVELOPS: (Creates a positive command/ COMMENTS:
workplace environment, Fosters esprit de corps,
Prepares self, Develops others, Stewards the
profession.)
h. ACHIEVES: (Gets results.)
RATER OVERALL PERFORMANCE
i. I currently rate
NCOs in this grade.
PART V - SENIOR RATER OVERALL POTENTIAL
a. Select one box representing Rated
b. COMMENTS:
NCO’s potential compared to others in the
same grade whom you have rated in your
career. I currently senior rate
MOST QUALIFIED
HIGHLY QUALIFIED
QUALIFIED
NOT QUALIFIED
c. List two successive assignments and one broadening assignment (3-5 years).
Successive Assignment:
1)
2)
Broadening Assignment:
Page 2 of 2
APD PE v1.00ES
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Incomplete Administrative Data: One common mistake is failing to fill out all required fields in Part I of the form. Missing information, such as the rated NCO's email address or the reason for submission, can delay processing and create confusion.
Incorrect Signatures: Signatures are crucial for authentication. A mistake occurs when the rater or senior rater signs without including their full name or rank. This oversight can lead to questions about the validity of the evaluation.
Misunderstanding Counseling Dates: Many individuals do not accurately record counseling dates. This section is essential for tracking the development of the rated NCO. Failing to provide correct dates can affect the perceived effectiveness of the evaluation process.
Neglecting Comments: In the performance evaluation sections, some may skip providing comments. Comments are important as they offer context and clarity regarding the rated NCO's performance. Without them, the evaluation may lack depth and fail to convey the full picture.
When filling out the DA 2166-9-1 form, it’s crucial to approach the task with care and attention to detail. Here are some important dos and don’ts to keep in mind:
The DA Form 2166-9-1 is similar to the DA Form 2166-9, which is the NCO Evaluation Report for higher ranks. Both forms serve to evaluate the performance and potential of non-commissioned officers. The primary difference lies in the rank of the individuals being evaluated. While the 2166-9-1 is specifically for Sergeants, the 2166-9 covers evaluations for Staff Sergeants and above. Each form includes sections for administrative data, performance evaluation, and recommendations, ensuring a consistent approach to assessing leadership and effectiveness within the Army.
Another comparable document is the DA Form 4856, known as the Developmental Counseling Form. This form is used for documenting counseling sessions between leaders and subordinates. Like the 2166-9-1, it focuses on performance and professional development. However, the 4856 is more interactive, allowing for discussions about goals, strengths, and areas for improvement. Both forms aim to enhance the professional growth of soldiers, but the 4856 emphasizes ongoing dialogue rather than a formal evaluation.
The DA Form 67-10-1 is also similar, as it is the Officer Evaluation Report for company grade officers. This document evaluates the performance of officers in a structured manner, similar to how the 2166-9-1 evaluates NCOs. Both forms require input from raters and senior raters, ensuring that multiple perspectives contribute to the final assessment. They share common elements such as performance metrics and recommendations for future assignments, fostering a culture of accountability and leadership development.
When transferring ownership, utilizing a detailed Dog Bill of Sale document is essential. This form captures the necessary information about the dog, ensuring a smooth and legally compliant transaction.
Additionally, the DA Form 1059, or the Service School Academic Evaluation Report, shares similarities with the 2166-9-1. This form evaluates a soldier's performance in a school environment. Both documents assess competencies and provide feedback on performance. However, the 1059 focuses on academic achievements and skills acquired during training, while the 2166-9-1 evaluates overall job performance and leadership abilities in a duty assignment context.
The DA Form 2166-9-2, which is the NCO Evaluation Report for the rank of Sergeant First Class and above, is another related document. It maintains the same structure as the 2166-9-1 but is tailored for higher-ranking NCOs. Both forms include sections for performance evaluation and potential assessment, ensuring that the evaluation process remains consistent across different ranks. This similarity helps maintain a standard for evaluating leadership qualities and effectiveness within the Army.
Lastly, the DA Form 11-2, known as the Army Regulation (AR) 623-3, outlines the policies and procedures for the evaluation process. While not an evaluation form itself, it provides the framework and guidelines that govern how evaluations like the 2166-9-1 are completed. Understanding the regulations helps ensure that evaluations are conducted fairly and consistently, aligning with the standards set for performance assessments in the Army.