3613 A Form

3613 A Form

The 3613 A form is a Provider Investigation Report specifically designed for use by various care facilities, including Skilled Nursing Facilities, Nursing Facilities, and Assisted Living Facilities. This form serves as a critical tool for documenting incidents such as abuse, neglect, or other emergencies that may occur within these facilities. By providing a structured format for reporting, the 3613 A form helps ensure that all necessary information is collected and communicated effectively to the appropriate authorities.

Access 3613 A Here

The 3613 A form serves a crucial role in the realm of healthcare facilities, specifically designed for use by Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS). This form is essential for reporting incidents that may compromise the safety and well-being of residents. It encompasses a wide range of incidents, from allegations of abuse and neglect to emergencies like fires and power failures. The form requires detailed information about the incident, including the individuals involved, the nature of the allegation, and any actions taken in response. Additionally, it ensures that all sensitive information remains confidential, emphasizing the importance of privacy in these serious matters. As a vital communication tool, the 3613 A form must be accurately completed and promptly submitted to the Texas Department of Aging and Disability Services (DADS) to facilitate timely investigations and ensure the protection of vulnerable individuals in care facilities.

Common Questions

What is the purpose of the 3613 A form?

The 3613 A form is designed for use by various types of care facilities, including Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS). Its primary purpose is to report investigations into incidents that may involve abuse, neglect, or other serious concerns affecting residents or individuals in these facilities.

Who should complete the 3613 A form?

The form should be completed by authorized personnel within the facilities mentioned above. This typically includes staff members responsible for reporting incidents or overseeing investigations. The individual filling out the form must ensure that all relevant information is accurately documented to facilitate a thorough investigation by the Texas Department of Aging and Disability Services (DADS).

How should the 3613 A form be submitted?

The 3613 A form can be submitted either by fax or by mail. If faxing, it should be sent to the toll-free number 1-877-438-5827. If mailing, the completed form should be sent to the Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030. It is important to note that if the form is faxed, it should not be mailed.

What types of incidents must be reported using the 3613 A form?

Incidents that require reporting include a range of serious issues such as death, abuse, neglect, exploitation, missing residents, drug diversion, and various emergencies like fire or severe weather. Each incident category is specified on the form, and it is crucial for the reporter to accurately classify the nature of the incident to ensure appropriate follow-up and investigation.

What information is required on the 3613 A form?

The form requires comprehensive details about the incident, including the date, time, and location of the occurrence. Information about the individuals involved, including alleged victims and aggressors, must also be documented. This includes personal details like names, dates of birth, and social security numbers, as well as descriptions of the incident and any injuries sustained. Additional sections cover the identification of witnesses and the findings of the investigation.

What happens after the 3613 A form is submitted?

Once the form is submitted, the Texas Department of Aging and Disability Services will review the report and initiate an investigation if necessary. The agency will assess the information provided to determine the validity of the allegations and decide on appropriate actions. The facility that submitted the report may be required to cooperate with the investigation and provide further documentation or clarification as needed.

Is the information on the 3613 A form confidential?

Yes, the information contained in the 3613 A form is considered confidential. It is intended only for the use of the designated authorities involved in the investigation. Unauthorized disclosure or distribution of this information is strictly prohibited. If someone receives the form in error, they should notify the sender immediately and destroy any copies to maintain confidentiality.

Key takeaways

  • The 3613 A form is specifically designed for use by various types of facilities, including Skilled Nursing Facilities and Assisted Living Facilities, to report incidents involving residents.

  • When filling out the form, ensure that all sections are completed accurately, including details about the incident, individuals involved, and any actions taken.

  • It's important to submit the form promptly. You can either fax it to the designated number or mail it to the Texas Department of Aging and Disability Services.

  • Confidentiality is crucial. The form contains sensitive information, so it should only be shared with authorized personnel and handled with care.

Form Properties

Fact Name Description
Purpose The 3613 A form is designed for use by various care facilities, including Skilled Nursing Facilities (SNF) and Assisted Living Facilities (ALF), to report incidents related to patient care.
Confidentiality This form contains confidential information. If received in error, recipients must notify the sender and destroy all copies to protect privacy.
Governing Law In Texas, the use of the 3613 A form is governed by regulations from the Texas Department of Aging and Disability Services (DADS).
Submission Method The completed form can be faxed to 1-877-438-5827 or mailed to the Texas Department of Aging and Disability Services in Austin.
Incident Categories The form allows for the reporting of various incident types, including abuse, neglect, and emergencies like fire or flooding.

Misconceptions

  • Misconception 1: The 3613 A form is only for reporting severe incidents.
  • This form is used for a variety of incidents, not just severe cases. It covers everything from minor issues to serious allegations like abuse or neglect.

  • Misconception 2: Only licensed facilities need to use the 3613 A form.
  • While the form is primarily for skilled nursing and similar facilities, any facility under the Texas Department of Aging and Disability Services (DADS) guidelines may need to report incidents using this form.

  • Misconception 3: You must wait for an investigation to be completed before submitting the form.
  • The form should be submitted as soon as an incident is reported, regardless of whether an investigation is ongoing. Timeliness is crucial in these situations.

  • Misconception 4: The information provided in the form is not confidential.
  • The 3613 A form contains confidential information. It’s important to handle it with care to protect the privacy of all individuals involved.

  • Misconception 5: You can send the form via mail instead of fax.
  • While mailing is an option, the form is designed to be faxed to ensure quicker processing. If you fax it, do not mail it.

  • Misconception 6: Only staff members can be reported on the 3613 A form.
  • The form allows for reporting any individual involved in an incident, including visitors or family members. It’s essential to document all relevant parties.

  • Misconception 7: Completing the form is optional.
  • Filing the 3613 A form is a requirement for facilities when certain incidents occur. Failing to do so can lead to regulatory issues and affect the facility’s compliance status.

3613 A Preview

Provider Investigation Report

For use only by Skilled Nursing Facilities (SNF), Nursing Facilities (NF), Intermediate Care Facilities for Individual with an Intellectual Disability or Related Conditions (ICF/IID), Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC), and Day and Activity Health Services Facilities (DAHS).

Fax Cover Sheet

Date:

To: DADS Consumer Rights and Services Section

Attention: Intake Coordinator

Fax Area Code and Telephone No.: 1-877-438-5827

Regarding DADS Intake ID No.:

No. of Pages, including cover:

 

 

From:

 

 

 

 

 

 

Provider Name:

 

 

 

Vendor / ID No.:

 

Street Address:

 

 

 

 

 

 

 

City:

 

 

 

 

 

 

Telephone No.:

 

 

 

 

 

Fax:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Investigation Report Information

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Agency Name

 

 

 

 

 

 

License No.

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City, State, ZIP Code

 

 

 

 

 

County

 

 

 

 

 

 

Area Code and Telephone No.

 

Fax Area Code and Telephone No.

 

 

 

 

 

Parent

Branch/Alternate Delivery Site

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Confidential Document:

This communication (including any attached document) contains privileged and/or confidential information. If you are not an intended recipient of this communication, please be advised that any disclosure, dissemination, distribution, copying or other use of this communication or any attached document is strictly prohibited. If you have received this communication in error, please notify the sender immediately and promptly destroy all copies of this communication and any attached documents.

Use only for Skilled Nursing Facilities (SNF), Nursing Facilities (NF),

Intermediate Care Facilities for Individuals with an Intellectual Disability or Related Conditions (ICF/IID),

Assisted Living Facilities (ALF), Adult Day Care Facilities (ADC),

and Day and Activity Health Services Facilities (DAHS).

Form 3613-A/ 07-2012

Texas Department of Aging

SNF, NF, ICF/IID, ALF, ADC, DAHS

and Disability Services

Provider Investigation Report

 

Fax this report to: 1-877-438-5827 (toll free) or

Mail this report to: Texas Department of Aging and Disability Services, Consumer Rights and Services Section, E-249, P.O. Box 149030, Austin, TX 78714-9030

Form 3613-A

July 2012

Note to reporter:

Do not mail if faxed.

DADS Intake ID No.

 

Date Reported to DADS 800-458-9858

 

 

Time Reported

 

 

 

 

 

 

 

 

 

 

 

 

 

:

 

 

 

A.M.

P.M.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Provider Type

 

 

 

 

Vendor / ID No.

 

Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

 

 

 

 

 

 

 

Fax

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Street Address

 

 

 

 

 

 

 

City

 

 

 

 

 

 

ZIP Code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Incident Category

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Death

Abuse

Neglect

Exploitation

Missing Resident/Individual

Drug Diversion

 

Fire

Bomb Threat

 

Tornado

Flood

Emergency Power Failure

Sprinkler System Failure

Fire Alarm Failure

Firearms in the Building

Air Conditioning Failure if Outdoor Temperature is or will be 90 Degrees or Above

 

 

 

 

 

 

 

 

 

Heating System Failure if Outdoor Temperature is 65 Degrees or Below

 

 

 

 

 

 

 

 

 

Others, specify

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Who made the allegation?

 

 

 

 

 

 

 

 

 

When?

 

 

 

 

Individual /Resident

Family

Other

 

 

 

 

 

 

 

 

 

 

 

 

 

Incident Date

 

 

Time

 

 

Location

 

 

 

 

 

 

 

 

 

 

 

 

:

A.M.

P.M.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Individual(s)/Resident(s) Involved, Including Alleged Victim(s) or Alleged Aggressor(s)

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability:

Total assistance

 

Extensive

 

Minimal

 

No assistance

 

 

Level of Supervision:

No special supervision

Within eyesight

 

Within hearing

Within arm’s length

 

 

 

 

Within specified distance:

 

 

 

Specified observation time frame:

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Independently ambulatory

Y

N

Interviewable

Y

N Capacity to make informed decisions

Y

N

History of

Combativeness

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

 

 

 

Wandering

Wearing wander guard at time of incident

Y

N

Similar allegations

 

 

 

Other pertinent history:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability: Level of Supervision:

Total assistance

No special supervision Within specified distance: Other:

Extensive

Minimal

No assistance

Within eyesight

Within hearing

Within arm’s length

 

Specified observation time frame:

 

 

 

Independently ambulatory

Y

History of

Combativeness

 

 

Wandering

 

Other pertinent history:

N

Interviewable

Y

N

Capacity to make informed decisions

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

Wearing wander guard at time of incident

Y

N

Similar allegations

Y N

Name

 

 

 

 

 

 

Female

 

Male

Social Security No.

 

Date of Birth

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Functional Ability:

Total assistance

 

Extensive

 

 

Minimal

 

No assistance

 

 

Level of Supervision:

No special supervision

Within eyesight

 

 

Within hearing

 

Within arm’s length

 

 

 

 

Within specified distance:

 

 

 

 

Specified observation time frame:

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Independently ambulatory

 

Y

N

Interviewable

Y

N

Capacity to make informed decisions

Y

N

History of

Combativeness

 

Verbal aggression

 

Physical aggression

 

Sexual misconduct

 

 

Wandering

Wearing wander guard at time of incident

 

Y

N

Similar allegations

 

 

 

Other pertinent history:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Form 3613-A

Page 2 / 07-2012

DADS Intake ID No.

Alleged Perpetrator(s) (AP)

(If alleged perpetrator is somebody other than a staff member, indicate this individual’s relationship to the person. Example: relative, visitor, etc.)

Name

Date of Birth

Social Security No.

License/Certificate No.

 

How was the AP identified?

By name

By description

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Perpetrator:

Denied

Confirmed

History of similar allegations?

 

Yes

No

 

 

Did investigation reveal the presence of a witness?

 

 

 

Yes

No

 

 

 

 

 

 

 

Statement attached (signed and notarized, if possible)

 

 

 

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Witness(es) Name

Individual/Patient/Family/Staff/Other

Address

Area Code and Telephone No.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Description of the Allegation

....................................................................................................................................................Injury/Adverse Effect?

Yes

No

 

 

 

Description of Injury

 

 

 

 

 

Assessment

Date

Time

:

A.M.

P.M.

Description of Assessment

 

 

 

Treatment/Transfer Date

Time

 

 

Treatment provided?

Yes

No

 

:

A.M.

P.M.

 

 

 

Off-site

 

City

 

Treatment location: In-House

Yes

No

 

 

 

 

 

 

 

 

 

 

 

Provider Response

Form 3613-A

Page 3 / 07-2012

DADS Intake ID No.

Investigation Summary (attach additional sheets, as necessary)

Investigation Findings

Confirmed

Unconfirmed

Inconclusive

Unfounded

Provider Action Taken Post-Investigation

Signature

Printed Name

Title

Date

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Common mistakes

  1. Incomplete Information: One common mistake is failing to fill out all required sections of the form. Each part of the form is important for a complete understanding of the incident.

  2. Incorrect Contact Details: Providing wrong contact information can lead to delays in communication. Double-check the phone numbers and addresses to ensure accuracy.

  3. Missing Incident Date and Time: Omitting the date and time of the incident can create confusion during the investigation. Always include this information to provide a clear timeline.

  4. Not Specifying the Allegation: Failing to clearly describe the nature of the allegation can hinder the investigation. Be as specific as possible about what occurred.

  5. Forgetting Witness Information: If there are witnesses, neglecting to include their details can limit the investigation's effectiveness. Always list any witnesses and their contact information.

  6. Inaccurate Incident Category: Selecting the wrong category for the incident can mislead the investigation process. Review the categories carefully to ensure the right one is chosen.

  7. Not Following Submission Instructions: Some individuals may not follow the specific instructions for submitting the form, whether by fax or mail. Adhering to these guidelines is crucial for timely processing.

Dos and Don'ts

When filling out the 3613 A form, it's important to follow specific guidelines to ensure accuracy and compliance. Here’s a helpful list of dos and don’ts:

  • Do provide accurate information about the provider, including the name and address.
  • Do ensure that all sections of the form are completed before submission.
  • Do use clear and concise language to describe the incident.
  • Do include the date and time of the incident accurately.
  • Do keep a copy of the completed form for your records.
  • Don’t leave any required fields blank; this could delay processing.
  • Don’t use jargon or complex language that might confuse the reader.
  • Don’t submit the form without reviewing it for errors.
  • Don’t forget to include the DADS Intake ID number.
  • Don’t send the form by mail if you have already faxed it.

Similar forms

The Incident Report Form is a document used by various facilities to record specific incidents involving residents or clients. Like the 3613 A form, it captures essential details such as the nature of the incident, individuals involved, and any actions taken. Both forms aim to ensure accountability and transparency in the care provided to vulnerable populations. The Incident Report Form typically includes sections for incident description, witness statements, and follow-up actions, similar to the structured approach found in the 3613 A form.

For those looking to navigate the complexities of civil cases in California, it's vital to familiarize yourself with the necessary documentation, including the https://californiapdfforms.com/ which provides essential forms and resources. Understanding these documents helps ensure that your case is submitted with the correct information and adheres to legal standards, ultimately facilitating a smoother judicial process.

The Abuse Reporting Form serves as a critical tool for documenting allegations of abuse within care facilities. This document, much like the 3613 A form, is designed to collect information regarding the alleged victim, the perpetrator, and the circumstances surrounding the incident. Both forms emphasize the importance of timely reporting and detail the necessary steps to ensure the safety and well-being of individuals involved. The Abuse Reporting Form may also include a section for facility response and corrective actions taken, paralleling the investigation summary found in the 3613 A form.

The Quality Assurance Report is utilized by healthcare facilities to assess and improve the quality of care provided. Similar to the 3613 A form, it collects data on incidents, complaints, and outcomes to identify trends and areas needing improvement. Both documents serve a dual purpose: documenting events and guiding future actions to enhance service delivery. The Quality Assurance Report typically includes recommendations for training or policy changes, aligning with the post-investigation actions outlined in the 3613 A form.

The Patient Safety Incident Report is specifically focused on incidents that may affect patient safety within healthcare settings. This document, akin to the 3613 A form, gathers comprehensive details about the incident, including the time, location, and individuals involved. Both forms aim to promote a culture of safety and accountability. The Patient Safety Incident Report often includes a section for root cause analysis and preventive measures, similar to the investigation summary and provider action sections of the 3613 A form.

The Client Grievance Form allows residents or their families to formally express concerns or complaints about care. Like the 3613 A form, it serves as a mechanism for documentation and resolution of issues. Both forms prioritize the rights of individuals receiving care and outline processes for reporting and addressing grievances. The Client Grievance Form typically includes a timeline for resolution and follow-up, paralleling the investigative components of the 3613 A form.

The Staff Incident Report is used to document incidents involving staff members within care facilities. This document shares similarities with the 3613 A form in that it captures essential details about the incident, including witnesses and actions taken. Both forms emphasize the importance of thorough documentation to ensure accountability and compliance with facility policies. The Staff Incident Report may also include recommendations for staff training or policy revisions, similar to the action items noted in the 3613 A form.

The Medical Incident Report is a document that records incidents related to medical care or treatment errors. Much like the 3613 A form, it collects detailed information about the incident, including the individuals involved and the nature of the medical error. Both forms are designed to ensure that incidents are properly documented and addressed to improve patient safety and care quality. The Medical Incident Report often includes follow-up actions and recommendations for preventing similar incidents in the future, echoing the structure of the 3613 A form.

The Compliance Report is utilized by facilities to ensure adherence to regulatory standards and best practices. This document, similar to the 3613 A form, collects information about compliance-related incidents and actions taken to address them. Both forms are essential for maintaining accountability and transparency within care settings. The Compliance Report typically includes sections for corrective actions and timelines for implementation, akin to the post-investigation actions outlined in the 3613 A form.